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FINRA Licensed Brokerage Lead

Company: VirtualVocations
Location: Billings
Posted on: January 26, 2025

Job Description:

A company is looking for a Lead Representative - Brokerage Operations.



Key Responsibilities

Provide guidance to staff on day-to-day processes and handle escalated items related to Brokerage services
Support all aspects of Brokerage account processing, including application reviews and account setups
Facilitate staff training and promote efficiencies through procedure updates and performance measures


Required Qualifications

Minimum 3-5 years of experience in financial services
Background in team leadership, employee development, and process improvement
Bachelor's Degree in Business or equivalent experience
FINRA Series 7, 24, and 63 registrations required
FINRA fingerprinting required

Keywords: VirtualVocations, Billings , FINRA Licensed Brokerage Lead, Other , Billings, Montana

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